_florida-broker-dealer-registration-exemptions.jpg "Florida Broker Dealer Registration Exemptions from definition of registration fee Video Screenshot Preview")
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⏲ Duration: 2 min 96 sec
✓ Published: 05-Jan-2017
✓ Published: 05-Jan-2017
Description:
Florida Broker Dealer Registration Exemptions- Florida Broker Dealer Registration Exemptions- Following the SEC’s lead, effective July 1, 2016, Florida passed a statutory exemption from the broker-dealer registration requirements for entities effecting securities transactions in connection with the sale of equity control of private operating businesses (“M (b) has nominal or no operations; and (c) has nominal or no assets or assets consisting solely of cash and cash equivalents.Accordingly
Florida Broker Dealer Registration Exemptions- Florida Broker Dealer Registration Exemptions- Following the SEC’s lead, effective July 1, 2016, Florida passed a statutory exemption from the broker-dealer registration requirements for entities effecting securities transactions in connection with the sale of equity control of private operating businesses (“M (b) has nominal or no operations; and (c) has nominal or no assets or assets consisting solely of cash and cash equivalents.Accordingly
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